Thornburg Multisector Opportunistic Fund

Important Information

Investments carry risks, including possible loss of principal. Special risks may be associated with investments outside the United States, especially in emerging markets, including currency fluctuations, illiquidity, volatility, and political and economic risks. Investments in small capitalization companies may increase the risk of greater price fluctuations. Portfolios investing in bonds have the same interest rate, inflation, and credit risks that are associated with the underlying bonds. The value of bonds will fluctuate relative to changes in interest rates, decreasing when interest rates rise. Carefully consider a Fund’s investment objectives, risks, fees and expenses before investing. There is no guarantee that Fund will meet its investment objectives.

The information on this website that relates to Thornburg Multisector Opportunistic Fund (Fund) has been prepared by Thornburg Investment Management, Inc. (Thornburg) and issued by The Trust Company (RE Services) Limited ABN 45 003 278 831, AFSL 235 150 (TTCRESL), which is also the responsible entity and the issuer of units in the Fund.

The information contained in this website that relates to the Fund is general information only, is not financial advice, and has been prepared without taking into account your objectives, financial situation or needs. You should consider the product disclosure statement (PDS) of the Fund dated 5/12/2019 prior to making any investment decisions in relation to the Fund. If you require financial advice that takes into account your personal objectives, financial situation or needs you should consult your licensed or authorised financial adviser.

Neither Thornburg nor TTCRESL guarantees the repayment of capital or any particular rate of return from the Fund. Neither Thornburg nor TTCRESL gives any representation or warranty as to the currency, reliability, completeness or accuracy of the information contained on this website. To the extent permitted by law, no liability is accepted for any loss or damage as a result of any reliance on this information. Past performance is not a reliable indicator of future performance.

The investment manager of the Fund is Thornburg, a SEC registered investment adviser. Thornburg is exempt from the requirement to hold an AFSL under the Corporations Act in respect of the financial services it provides to wholesale clients in Australia. Thornburg is regulated by the Securities and Exchange Commission of the United States of America (“US”) under US laws, which differ from Australian laws.

Thornburg Multisector Opportunistic Strategy's Blended Index is composed of 50% Bloomberg U.S. Corporate Bond Index and 50% Bloomberg Global High Yield Index, rebalanced monthly. The Bloomberg U.S. Corporate Index is a broad-based benchmark that measures the investment grade, U.S. dollar-denominated, fixed-rate, taxable corporate bond market. It includes USD-denominated securities publicly issued by U.S. and non-U.S. industrial, utility, and financial issuers that meet specified maturity, liquidity, and quality requirements. The Bloomberg Global High Yield Total Return USD Index is a multi-currency measure of the global high yield debt market. The index represents the union of the U.S. High Yield, the Pan-European High Yield, and Emerging Markets Hard Currency High Yield Indices.

This communication is exclusively intended for wholesale clients only. The information contained herein is provided for informational purposes only and should not be considered a solicitation or offering of investment services, nor a solicitation to sell or buy any shares of any securities (nor shall any such securities be offered or sold to any person) in any jurisdiction where such solicitation or offering would be unlawful under the applicable laws of such jurisdiction. This material should not be relied upon as investment advice and is not a recommendation to adopt any investment strategy.

Thornburg is regulated by the U.S. Securities and Exchange Commission under U.S. laws, which differ from Australian laws, and is exempt from the requirement to hold an AFSL in accordance with class order 03/1100 in respect of the provision of financial services to wholesale clients in Australia (ARBN 605 031 909). In accordance with the relevant Australian Securities and Investments Commission Class Order, maintains such exemption from the requirements under Relevant Law to hold an Australian Financial Services Licence, and all other licences required to be held under all applicable laws governing the activities of Thornburg.

For Australia: This communication is exclusively intended for wholesale clients only. The information contained herein is provided for informational purposes only and should not be considered a solicitation or offering of investment services, nor a solicitation to sell or buy any shares of any securities (nor shall any such securities be offered or sold to any person) in any jurisdiction where such solicitation or offering would be unlawful under the applicable laws of such jurisdiction. This material should not be relied upon as investment advice and is not a recommendation to adopt any investment strategy.

Thornburg is regulated by the U.S. Securities and Exchange Commission under U.S. laws, which differ from Australian laws, and is exempt from the requirement to hold an AFSL in accordance with class order 03/1100 in respect of the provision of financial services to wholesale clients in Australia (ARBN 605 031 909). In accordance with the relevant Australian Securities and Investments Commission Class Order, maintains such exemption from the requirements under Relevant Law to hold an Australian Financial Services Licence, and all other licences required to be held under all applicable laws governing the activities of Thornburg.

The PDS and target market determination can be obtained by calling +1 800 276 3930 or visiting our website https://www.thornburg.com/products-performance/australia/bond-funds/fmso/.

Please see our glossary for a definition of terms.

Enquiries and Complaints

The Responsible Entity has established procedures for dealing with complaints. If an investor has a complaint, they can contact the Responsible Entity and/or the Investment Manager during business hours, using contact details provided in the PDS.

We will endeavour to resolve your complaint fairly and as quickly as we can. We will respond to your complaint within the maximum response timeframe of 30 days. If we are unable to respond within the maximum response time because we have not had a reasonable opportunity to do so, we will write to you to let you know of the delay.

All investors (regardless of whether you hold Units in the Fund directly or hold Units indirectly via a Platform) can access the Responsible Entity’s complaints procedures outlined above. If investing via a Platform and your complaint concerns the operation of the Platform then you should contact the Platform operator directly.

If an investor is not satisfied with the final complaint outcome proposed, any aspect of the complaints handling process or a delay in responding by the maximum response time, the Australian Financial Complaints Authority (AFCA) may be able to assist. AFCA operates the external complaints resolution scheme of which the Responsible Entity is a member. If you seek assistance from AFCA, their services are provided at no cost to you.

You can contact AFCA on 1800 931 678, or by writing to:

Australian Financial Complaints Authority
GPO Box 3
Melbourne VIC 3001
Email: info@afca.org.au
Website: www.afca.org.au